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PROJECTS

 
EXPENSE-SHARING AGREEMENTS
               FINRA NTM 03-63
 

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ADVANCED FINANCIAL MODELING,
            & PROFITABILITY MANAGEMENT
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CLEAR & TRANSPARENT
              FINANCIAL REPORTING -
                   (ANNUAL & INTERNAL),
              DESIGNED TO DRAW,
                   PROFIT & EXPENSE-CENTRIC
                   SOLUTIONS FOR YOUR FIRM.

 

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© 2016 by Curwen Capital LLC

Curwen Capital LLC is a financial services consulting firm, specializing in financial compliance & reporting services for

FINRA-registered broker-dealers & SEC-registered investment advisers (RIAs).

Ernest D. Kappotis is the FINRA-registered Series 27 Financial and Operations Principal ("FINOP")

for some legacy broker-dealers; however: 

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  Curwen Capital LLC is the proud 50% business owner of Intersource Consulting Group ("CG") LLC -

a national full-service Securities Regulations Firm, based in New York.

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