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CLIENTS

What's the Story behind your your Small-to-Intermediate sized

business?   Take a look at a sample of Curwen Capital's other clients,

and see what some of them have to say about Ernie Kappotis' financial analysis

techniques & business solutions deployment!

This website is in its intial development stages,

and therefore, the six subsequent organizations are fictional examples  :)  

"Some men see things are they Are, and ask Why!?

I dream of things that never were ......

- and ask Why Not?!"

U.S. Senator Robert Francis Kennedy  (D-NY)   1960s

© 2016 by Curwen Capital LLC

Curwen Capital LLC is a financial services consulting firm, specializing in financial compliance & reporting services for

FINRA-registered broker-dealers & SEC-registered investment advisers (RIAs).

Ernest D. Kappotis is the FINRA-registered Series 27 Financial and Operations Principal ("FINOP")

for some legacy broker-dealers; however: 

  Curwen Capital LLC is the proud 50% business owner of Intersource Consulting Group ("CG") LLC -

a national full-service Securities Regulations Firm, based in New York.

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